The Effects of Uncertainty on the Leverage of Non-Financial Firms

نویسندگان

  • Christopher F Baum
  • DIW Berlin
  • Andreas Stephan
  • Oleksandr Talavera
چکیده

The paper investigates the link between the optimal level of non-financial firms’ shortterm leverage and macroeconomic and idiosyncratic sources of uncertainty. We develop a structural model of a firm’s value maximization problem that predicts a negative relationship between uncertainty and optimal level of borrowing. This proposition is tested using a panel of non-financial US firms drawn from the COMPUSTAT quarterly database covering the period 1993–2003. The estimates confirm that as either form of uncertainty increases firms decrease their levels of short-term leverage. This effect is stronger for macroeconomic uncertainty than for idiosyncratic uncertainty.

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تاریخ انتشار 2007